| 2006年12月CFA
LEVEL 1 远程教育辅导课程详细列表 |
| 课程名 |
| 1.Ethical and Professional Standards（道德与职业准则）
*上传时间：[2006-6-13] |
Session
1：
Ethical and Professional Standards
道德与职业准则 |
1.“Code of Ethics and
Standards of Professional Conduct” 道德与职业行为准则 |
| 2.“Guidance” for Standards I – VII
职业行为准则I – VII指导 |
| 3.“Introduction to the Global Investment
Performance Standards (GIPS.)” and 全球投资业绩报告准则导论 |
| 4.“Global Investment Performance
Standards” 全球投资业绩报告准则 |
| 5.“The Corporate Governance of Listed
Companies: A Manual for Investors”上市公司治理结构 |
| 2.Quantitative（计量方法）*
上传时间：[2006-6-20] |
Session
2：
Investment Tools Quantitative Methods: Basic Concepts
计量方法：基本概念 |
6.“The Time Value of Money” 资金的时间价值 |
| 7.“Discounted Cash Flow Applications” 现金流量折现应用 |
| 8.“Statistical Concepts and Market Returns” 统计概念和市场收益 |
| 9.“Probability Concepts” 概率概念 |
Session
3：
Investment Tools Quantitative
Methods: Application计量方法：应用 |
10.“Common Probability Distributions,” 概率分布 |
| 11.“Sampling and Estimation,” 抽样与推断 |
| 12.“Hypothesis Testing,” 假设检验 |
| 13.“Correlation and Regression,” 相关与回归 |
| 3.Economics（经济学）*
上传时间：[2006-6-27] |
Session
4：
Investment Tools Economics: Macroeconomic Analysis
经济学：宏观经济分析 |
Preliminary
macroeconomic course*(see footnote)宏观经济学预备知识 |
| 14.“Economic Fluctuations,
Unemployment, and Inflation,” 经济波动，失业与通胀 |
| 15.“Fiscal Policy,” 财政政策 |
| 16.“Money and the Banking
System,” 货币与银行体制 |
| 17.“Modern Macroeconomics:
Monetary Policy,”现代宏观经济观点：货币政策 |
| 18.“Stabilization Policy,
Output, and Employment,” 稳定政策，产出与就业 |
Session
5：
Investment Tools Economics: Microeconomic Analysis
经济学：微观经济分析 |
Preliminary
microeconomic course*(see footnote)微观经济学预备知识 |
| 19.“Demand and Consumer
Choice,” 需求与消费者选择 |
| 20.“Costs and the Supply of Goods,” 产品成本与供给 |
| 21.“Price Takers and the
Competitive Process,” 价格接受者与竞争 |
| 22.“Price-Searcher Markets
with Low Entry Barriers,” 价格寻求者与低进入障碍市场 |
| 23.“Price-Searcher Markets
with High Entry Barriers,” 价格寻求者与高进入障碍市场 |
| 24.“The Supply of and Demand
for Productive Resources,” 生产要素之需求与供应 |
| 25.“The Financial Environment:
Markets, Institutions, and Interest Rates,” 金融环境：市场，机构与利率 |
Session
6：
Investment Tools Economics: Global Economic Analysis
经济学：国际经济分析 |
26.“Gaining from International
Trade,” 国际贸易之收益 |
| 27.“Foreign Exchange,” 外汇 |
| 28.“Foreign Exchange Parity
Relations,” 外汇平价理论 |
| 4.FSA Corporate Finance（财务报告分析与公司财务）*
上传时间：[2006-7-1] |
Session
7：
Investment Tools Financial Statement Analysis:
Basic Concepts 财务报告分析：基本概念 |
Preliminary
accounting course*(see footnote)会计学预备知识 |
| 29.“Framework for Financial
Statement Analysis,” 财务报告分析框架 |
| 30.“Long-Term Assets,” 长期资产 |
| 31. Accounting Income and
Assets: The Accrual Concept,” 会计收益与资产：权责发生制 |
| 32.“The Statement of Cash
Flows,” 现金流量表 |
| 33.“Analysis of Cash Flows,”
现金流量分析 |
| 34.Future FASB Changes
and the Analytical Challenges of GAAP, GAAP之未来变化与挑战 |
Session
8：
Investment Tools Financial Statement Analysis:
Financial Ratios and Earnings per Share 财务报告分析：财务比率与每股收益 |
35. Analysis of Financial
Statements,” 财务报告分析 |
| 36.“Dilutive Securities and Earnings per Share,”摊薄证券与摊薄每股收益 |
| 37.“Seek and Ye Shall Find,”
财务报告舞弊 |
| 38.“Searching for Shenanigans,”发现财务报告舞弊 |
Session
9：
Investment Tools Financial Statement
Analysis: Assets 财务报告分析：资产 |
39.“Analysis of Inventories,”
存货分析 |
| 40.“Analysis of Long-Lived Assets: Part I . The Capitalization
Decision,” 长期资产分析（I）：资本化决策 |
| 41.“Analysis of Long-Lived
Assets: Part II . Analysis of Depreciation and
Impairment,” 长期资产分析（II）：折旧与减值分析 |
Session
10：
Investment Tools Financial Statement
Analysis: Liabilities 财务报告分析：负债 |
42.“Analysis of Income
Taxes,” 所得税分析 |
| 43.“Analysis of Financing Liabilities,” 债务融资分析 |
| 44.“Leases and Off-Balance-Sheet
Debt,” 租赁与表外负债 |
Session
11：
Investment Tools Corporate Finance 公司财务 |
45.“An Overview of Financial
Management,” 财务管理概述 |
| 46.“The Cost of Capital,” 资本成本 |
| 47.“The Basics of Capital
Budgeting,” 资本预算之基础 |
| 48.“Cash Flow Estimation
and Other Topics in Capital Budgeting,” 现金流量估计 |
| 49.“Risk Analysis and the
Optimal Capital Budget,” 风险分析与最优资本预算 |
| 50.“Capital Structure and
Leverage,” 资本结构与财务杠杆 |
| 51.“Dividend Policy,” 股利政策 |
| 5.Asset Valuation（资产估价）*
上传时间：[2006-7-7] |
Session
12：
Asset Valuation Equity Investments:
Securities Markets 权益投资：证券市场 |
52.“Organization and Functioning
of Securities Markets,” 证券市场组织与运行 |
| 53.“Security-Market Indicator Series,” 证券市场指数 |
| 54.“Efficient Capital Markets,”
有效资本市场 |
Session
13：
Asset Valuation Equity Investments: Industry and
Company Analysis 权益投资：行业与公司分析 |
55.“An Introduction to
Security Valuation,” 证券估价导论 |
| 56.“Stock-Market Analysis,” 股票市场分析 |
| 57.“Industry Analysis,”
行业分析 |
| 58.“Equity: Concepts and
Techniques,” 权益：概念与技术 |
| 59.“Company Analysis and
Stock Valuation,” 公司分析与股票估价 |
| 60.“Technical Analysis,”技术分析 |
| 61.“Introduction to Price Multiples,” 价格乘数导论 |
Session
14：
Asset Valuation Fixed Income Investments:
Basic Concepts固定收益投资：基本概念 |
62.“Features of Debt Securities,”
债券特征 |
| 63.“Risks Associated with Investing in Bonds,” 债券投资风险 |
| 64.“Overview of Bond Sectors
and Instruments,” 债券部门与工具概览 |
| 65.“Understanding Yield
Spreads,” 收益级差 |
Session
15：
Asset Valuation Fixed Income Investments:
Analysis and Valuation 固定收益投资：分析与估价 |
66.“Introduction to the
Valuation of Debt Securities,” 债券估价 |
| 67.“Yield Measures, Spot Rates, and Forward Rates,” 收益衡量：即期利率与远期利率 |
| 68.“Introduction to the Measurement
of Interest Rate Risk,”利率风险管理导论 |
Session
16：
Asset Valuation Derivative Investments 衍生工具投资 |
69.“Derivative Markets and Instruments,” 衍生工具与市场 |
| 70.“Forward Markets and Contracts,” 远期合约与市场 |
| 71.“Futures Markets and
Contracts,” 期货合约和市场 |
| 72.“Option Markets and
Contracts,” 期权合约和市场 |
| 73.“Swap Markets and Contracts,”
互换合约和市场 |
| 74.“Risk Management Applications
of Option Strategies,” 利用期权管理风险 |
Session
17：
Asset Valuation Alternative Investments
其它投资 |
75.“Alternative Investments,”
其他投资 |
| 6.Portfolio Management（组合管理）*
上传时间：[2006-7-20] |
Session
18：
Portfolio Management 组合管理 |
76.“The Investment Setting,” 投资环境 |
| 77.“The Asset Allocation Decision,” 资产配置决策 |
| 78.“An Introduction to
Portfolio Management,” 组合管理导论 |
| 79.“An Introduction to
Asset Pricing Models,” 资产定价模型导论 |
