| 2007年6月CFA
LEVEL 1 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
Session
1：
Ethical and Professional Standards |
1. Code of Ethics and
Standards of Professional Conduct 道德与职业行为准则 |
| 2. Guidance for Standards
I – VII 职业行为准则I – VII指导 |
| 3. Introduction to the Global Investment
Performance Standards (GIPS.) and 全球投资业绩报告准则导论 |
| 4. Global Investment Performance Standards
全球投资业绩报告准则 |
| Quantitative |
Session
2：
Methods:Basic Concepts |
5. The Time Value of Money 资金的时间价值 |
| 6. Discounted Cash Flow Applications 现金流量折现应用 |
| 7. Statistical Concepts and Market Returns 统计概念和市场收益 |
| 8. Probability Concepts 概率概念 |
Session
3：
Quantitative Methods:Application |
9. Common Probability Distributions 概率分布 |
| 10. Sampling and Estimation 抽样与推断 |
| 11. Hypothesis Testing 假设检验 |
| 12. Correlation and Regression 相关与回归 |
| Economics |
Session
4：
Economics:Microeconomic Analysis |
13. Elasticity 弹性 |
| 14. Efficiency and Equity
效率与权益 |
| 15. Markets in Action 实际中的市场 |
| 16. Organizing Production
组织生产 |
| 17. Output and Costs 产出和成本 |
| 18. Perfect Competition 完全竞争 |
| 19. Monopoly 完全垄断 |
| 20. Monopolistic Competition and Oligopoly
垄断竞争与寡头垄断 |
Session
5：
Economics:Macroeconomic Analysis |
21. Demand and Supply in
Factor Markets 要素市场的需求与供给 |
| 22. Monitoring Cycles, Jobs,
and the Price Level 监视周期，就业与价格水平 |
| 23. Aggregate Supply and Aggregate Demand 总需求与总供给 |
| 24. Money, Banks, and the
Federal Reserve 货币，银行与联邦储备 |
| 25. Money, Interest, Real
GDP, and the Price Level 货币，利率，实际GDP与价格水平 |
| 26. Inflation 通货膨胀 |
| 27. Fiscal Policy 财政政策 |
| 28. Monetary Policy 货币政策 |
Session
6：
Economics:Global Economic Analysis |
29. Trading with the World
外贸 |
| 30. International Finance 国际金融 |
| 31. Foreign Exchange 外汇 |
| 32. Foreign Exchange Parity
Relations 外汇平价理论 |
| Financial Statement Analysis
|
Session
7：
Financial Statement Analysis:Basic Concepts, Cash
Flow Analysisand IASB GAAP |
Preliminary
accounting course*(see footnote)会计学预备知识 |
| 33. Framework for Financial
Statement Analysis 财务报告分析框架 |
| 34. Accounting Income and Assets: The Accrual Concept 会计收益与资产：权责发生制 |
| 35. The Statement of Cash
Flows 现金流量表 |
| 36. Analysis of Cash Flows
现金流量分析 |
| 37. Worldwide Accounting Diversity
全球会计差异 |
Session
8：
Financial Statement Analysis:Financial Ratios Andearnings
Per Share |
38. Analysis of Financial
Statements 财务报告分析 |
| 39. Dilutive Securities and Earnings
per Share 摊薄证券与摊薄每股收益 |
Session
9：
Financial Statement Analysis:Inventories,
Long-Term Assets andEconomic Reality |
40. Analysis of Inventories
存货分析 |
| 41. Long-Term Assets 长期资产 |
| 42. Analysis of Long-Lived
Assets: Part I — The Capitalization Decision 长期资产分析（I）：资本化决策 |
| 43. Analysis of Long-Lived
Assets: Part II — Analysis of Depreciation and Impairment
长期资产分析（II）：折旧与减值分析 |
Session
10：
Financial Statement Analysis:Deferred
Taxes, On- and Off-Balance-SheetDebt and Economic
Reality |
44.Analysis of Income Taxes
所得税分析 |
| 45.Analysis of Financing Liabilities 债务融资分析 |
| 46.Leases and Off-Balance-Sheet
Debt 租赁与表外负债 |
| Corporate
Finance |
Session
11：
Corporate Finance |
47. Capital Budgeting 资本预算 |
| 48. Cost of Capital 资本成本 |
| 49. Capital Structure and
Leverage 资本结构与杠杆 |
| 50. Dividends and Dividend
Policy 股利与股利政策 |
| 51. The Corporate Governance
of Listed Companies: A Manual for Investors 上市公司治理结构 |
| Portfolio Management |
Session
12：
Portfolio Management |
52. The Asset Allocation
Decision 资产配置决策 |
| 53. An Introduction to Portfolio Management 组合管理导论 |
| 54. An Introduction to Asset
Pricing Models 资产定价模型导论 |
| Equity
|
Session
13：
Analysis of Eqiity Investments:Securities Markets
Industry and Company Analysis |
55. Organization and Functioning of Securities Markets 证券市场组织与运行 |
| 56. Security-Market Indexes
证券市场指数 |
| 57. Efficient Capital Markets
有效资本市场 |
| 58. Market Efficiency and
Anomalies 市场有效性与异常 |
Session
14：
Analysis of Eqiity Investments: |
59. An Introduction to Security
Valuation 证券估价导论 |
| 60. Industry Analysis 行业分析 |
| 61. Equity: Concepts and
Techniques 权益：概念与技术 |
| 62. Company Analysis and
Stock Valuation 公司分析与股票估价 |
| 63. Technical Analysis 技术分析
|
| 64. Introduction to Price Multiples
价格乘数导论 |
| Fixed
Income |
Session
15：
Analysis of Fixed Incomeinvestments:Basic
Concepts |
65. Features of Debt Securities
债券特征 |
| 66. Risks Associated with Investing in Bonds 债券投资风险 |
| 67. Overview of Bond Sectors
and Instruments债券板块与工具概览 |
| 68. Understanding Yield
Spreads 收益级差 |
| 69. Monetary Policy in
an Environment of Global Financial Markets 全球金融市场下的货币政策 |
Session
16：
Analysis of Fixed Incomeinvestments:Analysis and
Valuation |
70. Introduction to the Valuation of Debt Securities 债券估价导论 |
| 71. Yield Measures, Spot Rates, and Forward Rates 收益衡量：即期利率与远期利率 |
| 72. Introduction to the Measurement
of Interest Rate Risk 利率风险管理导论 |
| Derivatives
|
Session
17：
Derivative Instruments |
73. Derivative Markets and
Instruments 衍生工具与市场 |
| 74. Forward Markets and Contracts
远期合约与市场 |
| 75. Futures Markets and Contracts
期货合约和市场 |
| 76. Option Markets and Contracts
期权合约和市场 |
| 77. Swap Markets and Contracts
互换合约和市场 |
| 78. Risk Management Applications
of Option Strategies 利用期权管理风险 |
| Alternative Investments |
Session
18：
Alternative Investments |
79. Alternative Investments 其他投资 |
