| 2007年6月CFA
LEVEL 2 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
Session
1：
Ethics and Professional Standards |
1. Code of Ethics and
Standards of Professional Conduct 道德与职业行为准则 |
| 2. Guidance for Standards I – VII职业行为准则I
– VII指导 |
| 3. CFA Institute Soft Dollar Standards
CFA协会软美元准则 |
| 4. CFA Institute Research Objectivity
Standards CFA协会研究客观性准则 |
Session
2：
Ethics and Professional Standards : Application |
5. The Glenarm Company Glenarm 公司 |
| 6. Preston Partners Preston合伙人 |
| 7. Super Selection 优异选择 |
| 8. Trade Allocation: Fair Dealing and Disclosure 交易分配：公平交易与披露 |
| 9. Case: Changing Investment Objectives 案例：变化的投资目标 |
| 10. Prudence in Perspective 透视谨慎 |
| Quantitative Methods |
Session
3：
Quantitative Methods for Valuation |
11. Correlation and Regression
相关与回归 |
| 12. Multiple Regression
and Issues in Regression Analysis 多元回归及回归中的问题 |
| 13. US Energy: Oil 美国能源：原油 |
| Economics |
Session
4：
Economics for Valuation |
14. Economic Growth 经济增长 |
| 15. Regulation and Antitrust
Policy in a Globalized Economy 全球化经济下的管制与反托拉斯政策 |
| 16. The Economic Future of Asia 亚洲的经济前景 |
| 17. Foreign Exchange 外汇 |
| 18. Foreign Exchange Parity
Relations 外汇平价关系 |
| 19. International Asset
Pricing 国际资产定价 |
| 20. Measuring Economic
Activity 衡量经济活动 |
| 21. A Natural Experiment
in Monetary Policy 货币政策的一个试验 |
| 22. The Demographic Deficit:
How Aging Will Reduce Global Wealth 人口赤字：老龄化如何减少全球财富？ |
| Financial Statement Analysis |
Session
5：
Pensions and Intercorporate Investments |
23. Analysis of Intercorporate
Investments 公司间投资分析 |
| 24. Pensions and Other Postretirement
Benefits 养老金与其它退休后福利 |
Session
6：
Business Combinations and InternationalOperations |
25. Mergers, Acquisitions,
and Other Intercorporate Investments 兼并，收购与其它公司间投资 |
| 26. Analysis of Multinational Operations
跨国经营分析 |
Session
7
Earnings Quality Issues and Financial Ratio Analysis |
27. Seeking Sustainable Cash Flow
寻找合适的现金流 |
| 28. Is It Operating or Investing
Cash Flow? 这是投资或营业现金流量？ |
| 29. Is It Operating or Financing
Cash Flow? 这是营业或筹资现金流？ |
| 30. Nonrecurring Sources and Uses
of Operating Cash Flow 营业现金流的非经常性来源与使用 |
| 31. Measuring Sustainable Operating
Cash Flow 衡量可持续的营业现金流 |
| 32. Using Operating Cash Flow to
Detect Earnings Problems 使用营业现金流发现利润问题 |
| 33. Analyzing Operating Cash Flow
营业现金流量分析 |
| 34. Analysis of Financial Statements:
A Synthesis 财务报表分析：综合 |
| Corporate Finance |
Session
8
Corporate Finance |
35. Capital Budgeting 资本预算 |
| 36. Cost of Capital 资本成本 |
Session
9
Financing and Control Issues |
37. Corporate Governance
公司治理 |
| 38. Capital Structure and Leverage 资本结构与杠杆 |
| 39. Dividends and Dividend
Policy 股利与股利政策 |
| 40. Mergers 兼并 |
| 41. Corporate Restructuring
公司重组 |
| Equity |
Session
10
Valuation Concepts |
42. A Note on Asset Valuation
资产估价一注解 |
| 43. The Equity Valuation Process 权益估价过程 |
| 44. Equity: Markets and
Instruments 权益：市场与工具 |
| 45. Capital Markets and
the Economy 资本市场与经济 |
| 46. Swap Contracts, Convertible Securities,
and Other Embedded Derivatives-Part I 互换合约，可转换证券与其它隐含期权衍生工具－部分
I |
Session
11
Industry and Company Analysis
in a Global Context |
47. Equity: Concepts and
Techniques 权益：概念与技术 |
| 48. Competitive Strategy: The Core Concepts 竞争战略：核心概念 |
| 49. Industry Analysis 行业分析 |
| 50. Valuation in Emerging Markets
新兴市场估价 |
| 51. Company Analysis and Stock Valuation
公司分析和股票估价 |
| 52. ROE Breakout: Rerating Catalyst
股权收益率突围：再评估催化剂 |
Session
12
Valuation Models |
53. Discounted Dividend
Valuation 股利折现估价 |
| 54. Free Cash Flow Valuation 自由现金流量估价 |
| 55. Market-Based Valuation: Price
Multiples 基于市场的估价：价格乘数 |
Session
13
Valuation Models and Issues
|
56. Residual Income Valuation
剩余收益估价 |
| 57. Security Analysis Using Value-Based
Metrics 证券分析：基于价值的方法 |
| Fixed
Income |
Session
14:
Valuation Concepts |
58. General Principles of Credit Analysis 信用分析的一般原则 |
| 59. Term Structure and Volatility of Interest Rates 利率的期限结构与波动性 |
| 60. Valuing Bonds with
Embedded Options 含有隐含期权的估价 |
Session
15
Structured Securities |
61. Mortgage-Backed Sector
of the Bond Market 债券市场的抵押支持债券板块 |
| 62. Asset-Backed Sector of the Bond
Market 债券市场的资产支持债券板块 |
| 63. Valuing Mortgage-Backed and Asset-Backed
Securities 资产支持债券和抵押支持债券估价 |
| Derivatives |
Session
16
Forwards and Futures
|
64. Forward Markets and Contracts
远期合约与市场 |
| 65. Futures Markets and Contracts
期货合约和市场 |
Session
17
Options, Swaps, Interest Rate Derivatives, and
Other Embedded Derivatives |
66. Option Markets and Contracts
期权合约和市场 |
| 67. Swap Markets and Contracts 互换合约和市场 |
| 68. Interest Rate Derivative Instruments
利率衍生工具 |
| 69. Swap Contracts, Convertible Securities,
and Other Embedded Derivatives - Part II 互换合约，可转换证券与其它隐含期权衍生工具－部分
II |
| Portfolio
Management |
Session
18
Capital Market Theory and The Portfolio Management
Process |
70. The Capital Asset
Pricing Model 资本资产定价模型 |
| 71. Index Models 指数模型 |
| 72. Arbitrage Pricing
Theory and Multifactor Models of Risk and Return
套利定价模型与多因素风险与收益定价模型 |
| 73. The Theory of Active
Portfolio Management 积极组合管理的理论 |
| 74. The Portfolio Management
Process and the Investment Policy Statement 组合管理过程与投资政策说明书 |
