| 2007年6月CFA
LEVEL 3 远程教育辅导课程详细列表 |
| 课程名 |
Session
1：
Code of Ethics and Professional
Standards道德准则与职业规范 |
1.
Code of Ethics and Standards of Professional Conduct
道德准则与职业规范 |
| 2. Guidance” for Standards I – VII
准则I – VII指导 |
Session
2：
Ethical and Professional Standards in Practice执业中的道德准则与行为规范 |
3. Ethics in Practice 执业中的道德 |
| 4. The Consultant 咨询师 |
| 5. Pearl Investment Management (A), (B), and (C) Pearl投资管理 |
| 6. Ethics and Investment Management: True Reform 道德和投资管理：真正的改革 |
| 7. Asset Manager Code of Professional Conduct, including
Appendix A 资产经理之执业行为准则 |
Session
3：
Quantitative Methods for Portfolio
Management and Wealth Planning投资组合管理和财富规划中的计量方法 |
8. Time-Series Analysis 时间序列分析 |
| 9. Portfolio Concepts 组合概念 |
| 10. A Note on Harry M.
Markowitz’s “Market Efficiency: A Theoretical
Distinction and So What?” Markowitz的市场有效性 |
Session
4：
Behavioral Finance行为金融学 |
11. Heuristic-Driven
Bias: The First Theme启发式偏见 |
| 12. Frame Dependence: The
Second Theme 框架依赖 |
| 13. Inefficient Markets: The Third Theme 无效的市场 |
| 14. Portfolios, Pyramids,
Emotions, and Biases 组合，金字塔，情绪与偏见 |
| 15. Investment Decision
Making in Defined Contribution Pension Plans
明确提存性养老金投资决策 |
| 16. Global Equity Strategy:
The folly of forecasting: Ignore all economists,
strategists, & analysts 全球权益投资策略：预测之荒唐：忘记所有经济学家，战略家和分析师 |
| 17. A Survey of Behavioral
Finance 行为金融学概论 |
| 18. Alpha Hunters and Beta
Grazers Alpha寻求者和Beta获取者 |
Session
5：
Private Wealth Management私人财富管理 |
19. Managing
Individual Investor Portfolios个人投资者组合管理 |
| 20. Life-Cycle Investing
生命周期投资 |
| 21. Excerpts from “Lifestyle, Wealth Transfer and Asset Classes生活方式，财富转让与资产类别摘要 |
| 22. Multiple Asset Locations
多重资产地理 |
| 23. Low-basis stock低基点股票 |
| 24. Goals-Based Investing: Integrating
Traditional and Behavioral Finance 基于目标的投资：传统与行为金融学结合 |
Session
6：
Portfolio Management for Institutional Investors机构投资者组合管理 |
25. Managing Institutional
Investor Portfolios 管理机构投资者组合 |
Session
7：
Economic Concepts for Asset Valuation in Portfolio
Management组合管理中资产估价的经济概念 |
26. Capital
Market Expectations 资本市场预期 |
| 27. Why Worry about Inflation”
为何担心通胀 |
| 28. Macroanalysis and Microvaluation of the Stock Market
股市宏观分析于微观估价 |
| 29. The Most Influential
U.S. Economic Indicators 最具影响力的美国经济指标 |
| 30. International Economic Indicators:
Why Are They So Important?” 国际经济指标：为何如此重要？ |
Session
8：
Asset Allocation资产分配 |
31. Asset
Allocation 资产分配 |
| 32. Linking Pension Liabilities to
Assets 养老金负债与资产之联系 |
Session
9：
Management of Passive and Active
Fixed Income Portfolios固定收益积极和消极管理 |
33. Introduction
to Bond Portfolio Management 债券组合管理之导论 |
| 34. Measuring a Portfolio’s Risk Profile 衡量组合之风险 |
| 35. Managing Funds against
a Bond Market Index 以债券指数作为基准管理基金 |
| 36. Portfolio Immunization
and Cash Flow Matching 组合免疫与现金匹配 |
Session
10：
Portfolio Management of Global
Bonds and Fixed Income Derivatives全球债券投资和固定收益衍生证券组合管理 |
37. Relative-Value
Methodologies for Global Credit Bond Portfolio
Management 全球信用债券组合管理的相对价值分析 |
| 38. International Bond
Portfolio Management 国际债券投资组合管理 |
| 39. Controlling Interest
Rate Risk with Derivatives 利用衍生工具控制利率风险 |
| 40. Hedging Mortgage Securities
to Capture Relative Value 通过抵押贷款套期保值获取相对收益 |
| 41. Credit Derivatives in Bond Portfolio
Management 债券组合管理中的信用衍生工具 |
Session
11：
Equity Portfolio Management权益组合管理 |
42. Equity
Portfolio Management 权益组合管理 |
| 43. The Losers Game 失败者的游戏 |
| 44. Corporate Governance 公司治理 |
Session
12：
Alternative Investments for Portfolio
Management其它投资组合管理 |
45. Alternative Investments Portfolio
Management 其它投资组合管理 |
| 46. Swaps 互换 |
| 47. Commodity Forwards
and Futures 商品远期与期货 |
Session
13：
Risk Management风险管理 |
48. Risk Management
风险管理 |
Session
14：
Derivatives Risk Management Strategy利用衍生证券风险管理 |
49. Risk
Management Applications of Forward and Futures
Strategies 远期和期货风险管理中的应用 |
| 50. Risk Management Applications of Option Strategies 期权在风险管理中的应用 |
| 51. Risk Management Applications
of Swap Strategies 互换在风险管理中的应用 |
| 52. Should We Fear Derivatives
我们应恐惧衍生工具吗？ |
| 53. Derivatives and Hedging
Activities 衍生工具与套期保值 |
Session
15：
Monitoring, Rebalancing, and Execution
of Portfolio Decisions组合决策的监视，再平衡，和执行 |
54. Monitoring
and Rebalancing 监视与再平衡 |
| 55. Execution of Portfolio Decisions
组合决策之执行 |
Session
16：
Performance Evaluation and Attribution业绩评价和归因 |
56. Evaluating Portfolio Performance
评估组合业绩 |
| 57. Fixed-Income Benchmarks 固定收益基准 |
| 58. Compared to What? A
Debate on Picking Benchmarks 与什么相比？基准选择之争论 |
| 59. Global Performance
Evaluation 全球投资业绩评估 |
| 60. International Equity Benchmarks
国际股权基准 |
Session
17：
Portfolio Management in a Global
Context全球背景下的组合管理 |
61. The
Case for International Diversification 国际分散化 |
| 62. Currency Risk Management
货币风险管理 |
| 63. Investing in Emerging
Stock Markets 新兴股市投资 |
| 64. Beyond the Big 50—Opportunities
in Emerging Markets 超越50强，新兴市场之机会 |
| 65. Structuring the Global
Investment Process 构造全球投资过程 |
Session
18：
Global Investment Performance Standards全球投资业绩报告标准 |
66. Global Investment Performance
Standards 全球投资业绩报告标准 |
