| 2008年6月CFA
LEVEL 2 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
| Session
1：ETHICAL AND PROFESSIONAL STANDARDS |
Reading 1: Code of Ethics
and Standards of Professional Conduct 道德与职业行为准则 |
| Reading 2: Guidance for Standards
I – VII职业行为准则I – VII指导 |
| Reading 3: CFA Institute Soft Dollar
Standards CFA协会软美元准则 |
| Reading 4. CFA Institute Research
Objectivity Standards CFA协会研究客观性准则 |
| Session
2：ETHICAL AND PROFESSIONAL STANDARDS:Application |
Reading 5:. The Glenarm Company Glenarm 公司 |
| Reading 6: Preston Partners Preston合伙人 |
| Reading 7: Super Selection 优异选择 |
| Reading 8: Trade Allocation: Fair Dealing and Disclosure
交易分配：公平交易与披露 |
| Reading 9: Case: Changing Investment Objectives 案例：变化的投资目标 |
| Reading 10: Prudence in Perspective 透视谨慎 |
| Quantitative Methods |
| Session
3：QUANTITATIVE METHODS:Quantitative Methods
for Valuation |
Reading 11: Correlation
and Regression 相关与回归 |
| Reading 12: Multiple Regression
and Issues in Regression Analysis 多元回归及回归中的问题 |
| Reading 13: Time-Series Analysis
时间序列分析 |
| Economics |
Session
4：ECONOMICS:
Economics for Valuation |
Reading 14: Economic Growth
经济增长 |
| Reading 15: Regulation
and Antitrust Policy in a Globalized Economy 全球化经济下的管制与反托拉斯政策 |
| Reading 16: Trading with the World 国际贸易 |
| Reading 17: International Finance 国际金融 |
| Reading 18: Foreign Exchange
外汇 |
| Reading 19: Foreign Exchange
Parity Relations 外汇平价关系 |
| Reading 20: Measuring Economic Activity
衡量经济活动 |
| Financial Statement Analysis |
Session
5：FINANCIAL STATEMENT ANALYSIS:
Intercorporate Investments |
Reading 21: Analysis of
Intercorporate Investments 公司间投资分析 |
| Reading 22: Mergers, Acquisitions,and
Other Intercorporate Investments 兼并，收购与其它公司间投资 |
| Reading 23: Variable Interest Entities,
Intercompany Debt,Consolidated Cash Flows, and
Other Issues 可变利益实体，公司间债务，合并现金流量以及其它问题 |
Session
6：FINANCIAL STATEMENT ANALYSIS:
Pensions,Employee Stock Options,and Multinational
Operations |
Reading 24: Understanding
Retirement Benefit Accounting and Disclosures
for Financial Analysis 理解退休后福利核算以及披露 |
Reading 25: FAS 123(R)—Accounting
for Stock-Based Compensation:Happy Anniversary?
FAS 123(R)－基于股权薪酬的核算 |
| Reading 26: Analysis of Multinational
Operations 跨国经营分析 |
Session
7：FINANCIAL STATEMENT ANALYSIS:
Earnings Quality Issues and Financial Ratio Analysis |
Reading 27: Accounting Shenanigans
on the Cash Flow Statement 现金流量表上的财务舞弊
|
| Reading 28: Financial Reporting Quality:
Red Flags and Accounting Warning Signs 财务报告质量：警示信号以及会计预警 |
| Reading 29: The Lessons We Learn
我们获取的教训 |
| Reading 30: Analysis of Financial
Statements: A Synthesis 财务报表分析：综合 |
| Corporate Finance |
| Session
8：CORPORATE
FINANCE |
Reading 31: Capital
Budgeting 资本预算 |
| Reading 32: Capital Structure and
Leverage 资本结构与杠杆 |
| Reading 33: Dividends and Dividend
Policy 股利与股利政策 |
| Session
9：CORPORATE FINANCE:Financing and Control
Issues |
Reading 34: Corporate
Governance 公司治理 |
| Reading 35: Mergers and Acquisitions
收购与兼并 |
| Equity |
Session
10：ASSET VALUATION:
Valuation Concepts
|
Reading 36: A Note on
Asset Valuation 资产估价一注解 |
| Reading 37: The Equity Valuation Process 权益估价过程 |
| Reading 38: Equity: Markets
and Instruments 权益：市场与工具 |
| Reading 39: Capital Markets and the
Economy 资本市场与经济 |
Session
11：EQUITY INVESTMENTS:Industry and Company
Analysis
in a Global Context |
Reading 40: Equity: Concepts
and Techniques 权益：概念与技术 |
| Reading 41: Competitive Strategy: The Core Concepts 竞争战略：核心概念 |
| Reading 42: Industry Analysis
行业分析 |
| Reading 43: Valuation in Emerging
Markets 新兴市场估价 |
| Reading 44: Company Analysis and
Stock Valuation 公司分析和股票估价 |
| Reading 45: U.S. Portfolio Strategy:Seeking
Value—Anatomy of Valuation 美国投资组合策略：寻找价值 |
| Session
12：EQUITY INVESTMENTS:Valuation Models |
Reading 46: Discounted
Dividend Valuation 股利折现估价 |
| Reading 47: Free Cash Flow Valuation 自由现金流量估价 |
| Reading 48: Market-Based Valuation:
Price Multiples 基于市场的估价：价格乘数 |
| Session
13：EQUITY INVESTMENTS:Residual Income and
Alternative Investments |
Reading 49: Residual Income
Valuation 剩余收益估价 |
| Reading 50: Security Analysis Using
Value-Based Metrics 证券分析：基于价值的方法 |
| Reading 51: Investment Analysis 投资分析 |
| Reading 52: Income Property Analysis
and Appraisal 收益性质分析和评估 |
| Reading 53: Evaluating the Performance
of Your Hedge Funds 评估你的对冲基金的业绩 |
| Reading 54: Buyers Beware: Evaluating
and Managing the Many Facets of the Risks of Hedge
Funds 投资者谨慎：评估和管理对冲基金风险的多方面 |
| Fixed
Income |
| Session
14：FIXED INCOME INVESTMENTS:Valuation Concepts |
Reading 55: General Principles of Credit Analysis 信用分析的一般原则 |
| Reading 56: Term Structure and Volatility of Interest Rates
利率的期限结构与波动性 |
| Reading 57: Valuing Bonds
with Embedded Options 含有隐含期权的债券 |
| Session
15：FIXED INCOME INVESTMENTS:Structured
Securities |
Reading 58: Mortgage-Backed
Sector of the Bond Market 债券市场的抵押支持债券板块 |
| Reading 59: Europe’s Whole
Loan Sales Market Burgeoning as Mortgage Credit
Market Comes of Age 欧洲的批发贷款市场蓬勃因为抵押信用市场老化 |
| Reading 60: Asset-Backed Sector of
the Bond Market 债券市场的资产支持债券板块 |
| Reading 61: Valuing Mortgage-Backed
and Asset-Backed Securities 资产支持债券和抵押支持债券估价 |
| Derivatives |
| Session
16：DERIVATIVE INVESTMENTS:Forwards and
Futures |
Reading 62: Forward Markets and Contracts
远期合约与市场 |
| Reading 63: Futures Markets and Contracts
期货合约和市场 |
Session
17：DERIVATIVE INVESTMENTS:Options, Swaps,
and Interest Rate and Credit Derivatives |
Reading 64: Option Markets and Contracts
期权合约和市场 |
| Reading 65: Swap Markets and Contracts
互换合约和市场 |
| Reading 66: Interest Rate Derivative
Instruments 利率衍生工具 |
| Reading 67: Using Credit Derivatives
to Enhance Return and Manage Risk 使用信用衍生工具提升收益和管理风险 |
| Portfolio
Management |
Session
18：Capital Market Theory and The Portfolio
Management Process |
Reading 68: Portfolio
Concepts 投资组合概念 |
| Reading 69: A Note on
Harry M. Markowitz’s “Market Efficiency:A Theoretical
Distinction and So What?”Markowitz 市场有效性注解 |
| Reading 70: International
Asset Pricing 国际资产定价 |
| Reading 71: The Theory
of Active Portfolio Management 积极组合管理的理论 |
Reading 72: The Portfolio
Management Process and the Investment
Policy Statement 组合管理过程与投资政策说明书 |
