| 2011年6月/12月
CFA LEVEL 1 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
| Session
1：Ethical and Professional Standards 道德与行为准则 |
Reading 1: Code of Ethics
and Standards of Professional Conduct 道德与职业行为准则 |
| Reading 2: Guidance
for Standards I – VII 职业行为准则I – VII指导 |
| Reading 3: Introduction to the Global
Investment Performance Standards (GIPS.) and 全球投资业绩报告准则导论 |
| Reading 4: Global Investment Performance
Standards 全球投资业绩报告准则 |
| Quantitative |
Session
2：Quantitative Methods:Basic Concepts 计量方法：基本概念
|
Reading 5: The Time Value of Money 资金的时间价值 |
| Reading 6: Discounted Cash Flow Applications 现金流量折现应用 |
| Reading 7: Statistical Concepts and Market Returns 统计概念和市场收益 |
| Reading 8: Probability Concepts 概率概念 |
Session
3：Quantitative Methods:Application 计量方法：应用
|
Reading 9: Common Probability Distributions 常用概率分布 |
| Reading 10: Sampling and Estimation 抽样与推断 |
| Reading 11: Hypothesis Testing 假设检验 |
| Reading 12: Technical Analysis 技术分析 |
| Economics |
| Session
4：Economics:Microeconomic Analysis 经济学：微观经济分析 |
Reading 13: Elasticity 弹性 |
| Reading 14: Efficiency and
Equity 效率与权益 |
| Reading 15: Markets in Action 实际中的市场 |
| Reading 16: Organizing Production
组织生产 |
| Reading 17: Output and Costs 产出和成本
|
Session
5：Economics:Market Structure and Macroeconomic
Analysis 经济学：市场结构以及宏观经济分析
|
Reading 18: Perfect Competition 完全竞争 |
| Reading 19: Monopoly 完全垄断 |
| Reading 20: Monopolistic
Competition and Oligopoly 垄断竞争与寡头垄断 |
| Reading 21: Markets for Factors
of Production 生产要素市场 |
| Reading 22: Monitoring Cycles,Jobs,and
the Price Level 监视周期，就业与价格水平 |
| Reading 23: Aggregate Supply and Aggregate
Demand 总需求与总供给 |
Session
6：ECONOMICS:
Monetary and Fiscal Economics
Money, Banks, and the Federal Reserve 货币与财政政策
|
Reading 24: Money,the Price
Level,and Inflation 货币，物价水平和通胀 |
| Reading 25: U.S.Inflation,Unemployment,and
Business Cycles 美国之通胀，失业和经济周期 |
| Reading 26: Fiscal Policy
财政政策 |
| Reading 27: Monetary Policy
货币政策 |
| Reading 28: An Overview of Central
Banks 央行概览 |
| Financial Statement Analysis
|
| Session
7：FSA:An Introduction 财务报告分析：导论 |
Preliminary
accounting course*(see footnote)会计学预备知识 |
| Reading 29: Financial Statement
Analysis: An Introduction 财务报表分析：导论 |
| Reading 30: Financial Reporting Mechanics 财务报告机制 |
| Reading 31: Financial Reporting Standards
财务报告准则 |
| Session
8：FSA:The Income Statement,Balance Sheet,and
Cash Flow Statement 财务报告分析：利润表，资产负债表，以及现金流量表 |
Reading 32: Understanding the Income
Statement 理解利润表 |
| Reading 33: Understanding the Balance
Sheet 理解资产负债表 |
| Reading 34: Understanding the Cash
Flow Statement 理解现金流量表 |
| Reading 35: Financial Analysis Techniques
财务分析技术 |
Session
9：FSA:Inventories, Long-lived Assets, Income
Taxes,and Non-current Liabilities存货，长期资产，所得税，非流动负债
*
|
Reading 36: Inventories 存货 |
| Reading 37: Long-Lived Assets 长期资产 |
| Reading 38: Income Taxes 所得税 |
| Reading 39 Non-current (Long-term)
Liabilities非流动（长期）负债 * |
| Session
10：FSA:Techniques, Applications,and International
Standards Convergence 财务报表分析：技术，应用以及国际准则趋同 |
Reading 40: Financial Reporting Quality:
Red Flags and Accounting Warning Signs 财务报告质量：预警信息 |
| Reading 41: Accounting Shenanigans
on the Cash Flow Statement 现金流量表上的会计舞弊 |
| Reading 42: Financial Statement
Analysis: Applications 财务报表分析：应用 |
| Reading 43: International Standards
Convergence 国际会计准则趋同 |
| Corporate
Finance |
| Session
11：Corporate Finance 公司财务 |
Reading 44: Capital Budgeting 资本预算 |
| Reading 45: Cost of Capital 资本成本 |
| Reading 46: Measures of Leverage杠杠衡量 + |
| Reading 47: Dividends and Share Repurchases: Basics股利与股票回购：基础
+ |
| Reading 48: Working Capital
Management 营运资本管理 |
| Reading 49: Financial Statement
Analysis 财务报表分析 |
| Reading 50: The Corporate
Governance of Listed Companies:A Manual for Investors上市公司治理结构：投资者手册
* |
| Portfolio Management |
| Session
12：Portfolio Management 组合管理 |
Reading 51: Portfolio Management:
An Overview组合管理：概述 * |
| Reading 52: Portfolio Risk and Return: Part I投资组合风险与回报：第一部分
* |
| Reading 53: Portfolio Risk and Return: Part II投资组合风险与回报：第二部分
* |
| Reading 54: Basics of Portfolio
Planning and Construction组合规划与构造 * |
| Equity
|
| Session
13：MARKET ORGANIZATION, MARKET INDICES, AND
MARKET EFFICIENCY市场组织，市场指数，与市场有效性 * |
Reading 55: Market Organization and Structure市场组织与结构 * |
| Reading 56: Security Market
Indices证券市场指数 * |
| Reading 57: Market Efficiency 市场有效性
* |
Session
14：EQUITY ANALYSIS AND VALUATION
股票分析和估值 * |
Reading 58: Overview of Equity Securities股本证券概况
* |
| Reading 59: Introduction
to Industry and Company Analysis行业与公司分析导论 * |
| Reading 60: Equity Valuation: Concepts
and Basic Tools权益估价：概念和基本工具 * |
| Fixed
Income |
Session
15：Analysis of Fixed Income Investments:Basic
Concepts 固定收益投资：基本概念
|
Reading 61: Features of Debt
Securities 债券特征 |
| Reading 62: Risks Associated with Investing in Bonds 债券投资风险 |
| Reading 63: Overview of
Bond Sectors and Instruments 债券板块与工具概览 |
| Reading 64: Understanding Yield Spreads
理解收益级差 |
Session
16：Analysis of Fixed Income Investments:Analysis
and Valuation 固定收益投资：分析与估价
|
Reading 65: Introduction to the Valuation of Debt Securities
债券估价导论 |
| Reading 66: Yield Measures, Spot Rates, and Forward Rates
收益衡量：即期利率与远期利率 |
| Reading 67: Introduction to the Measurement
of Interest Rate Risk 利率风险衡量导论 |
| Derivatives
|
| Session
17：Derivative Investments 衍生工具投资 |
Reading 68: Derivative Markets
and Instruments 衍生工具与市场 |
| Reading 69: Forward Markets
and Contracts 远期合约与市场 |
| Reading 70: Futures Markets
and Contracts 期货合约和市场 |
| Reading 71: Option Markets
and Contracts 期权合约和市场 |
| Reading 72: Swap Markets
and Contracts 互换合约和市场 |
| Reading 73: Risk Management
Applications of Option Strategies 利用期权管理风险 |
| Alternative Investments |
| Session
18：Alternative Investments 其它投资 |
Reading 74: Alternative Investments
其他投资 |
| Reading 75: Investing in Commodities
商品投资 |
